We handle all of your compliance & licensing requirements, so you can focus on selling insurance.

Saratoga Compliance is the leading all-in-one compliance platform for the insurance industry. We fuse software, AI enabled managed services, regulatory payments handling and dedicated insurance regulatory expertise to deliver an efficient solution that removes barriers to your success. We offer insurance specific entity management, registered agent services, producer licensing & contracting management, TPA licensing management, surplus lines filings and required E&O insurance coverage.

Clients Served

1,000

+

Licenses Managed

200K

+

Premiums Managed

$75B

+

Entity Filings Annually

1M

+

Trusted By The Most Innovative & Efficient Insurance Agents, Carriers & MGAs

Hear How We Help Our Clients,
In Their Own Words

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Name Surname

Company title

01

Name Surname

Company title

01

Name Surname

Company title

01

Mikki Spaulding

Compliance & Licensing, OneGroup NY, Inc

01

Tyler Reese

Corporate Counsel, CBIZ, Inc

01

Ken Levine

Sr. Vice President, CFO, Pivix Specialty Insurance Services, Inc

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Discover why leading insurance organizations choose Saratoga as their compliance & license operations partner of choice

01

Integrated Compliance Software & AI-Enabled Managed Services Tailored To You

Powerful API Integrations Customizable To Your Workflows & Systems

Robust Partner Ecosystem Designed to Deliver Maximal Value to Clients Like You

Access to Dedicated License Operations Professionals Leveraging AI to Deliver 
For You

Compliance Oversight Designed to Fit Your Business Model, Nationwide

02

End-To-End Solutions From E&O Coverage to NIPR Reporting 

Your Entire Needs, Covered. E&O, Surplus Lines, Producer Management, Appointment Tracking, Entity Management – All From a Single Partner

03

Affordable, Scalable Pricing Setup Designed To Drive Financial Savings For You

Our Integrated Software & Compliance Managed Service Offering Is Designed To Deliver Meaningful Financial Savings Day 1

04

Safe, Secure & Trusted

Over 25 Years, We Have Developed Unparalleled Trust with Clients, Regulators & Counterparties. With Saratoga – You Are in Good Hands

Our Platform is SOC 2 Certified, Managed with Strict Data Security Procedures and Designed to Handle Sensitive Information with Industry Leading Safeguards

A Powerful Platform Designed to Drive Business Success

Streamline Operations

Leverage our robust panel of integrations to make producer / agent onboarding and management a breeze, directly from the systems you use most.

Boost Profitability

Get rid of paperwork, rejected filings, eliminate tracking spreadsheets, stop late fees and leverage automation to offload compliance and license management to a trusted partner.

Mitigate Risk

Leverage intelligence tooling to gain visibility into your producer network, while modernizing your contracting process.

Improve Distribution

Eliminate infractions, reduce compliance risks and get a handle on your required reporting and producer compliance risks.

Enterprise Grade Data Security & Compliance

We Take Data Privacy, Security & Compliance Seriously. You Should Expect Nothing Less.

Ready to Work with Saratoga Compliance?

Eliminate Compliance Infractions, Reduce Costs & Unleash Your Teams to Sell with Saratoga